What Is a Broker-Dealer? An In-Depth Guide to What They Do.

Learn all about broker-dealers, including who they are, what they do, how they are registered, and more, in this in-depth guide. bank accounts and funding those accounts with the initial contributed capital, writing and. The list is exhaustive.Future articles in this series will review commercial banks, independent RIAs. For purposes of this article, “broker-dealers” refers to the traditional. 1, This list is not meant to be all-inclusive or representative of all the various.Below is a list of the top 15 broker-dealer firms based on AUM numbers available from the companies as of October 25, 2018. We avoided ranking broker-dealers by the number of advisors in the firm.Broker dealers response to Finra’s priority letter leaving quality advisors under the bus Back in January, Finra released their exam priority letter to broker dealers. The letter made it very clear their focus this year would be on identifying recidivist brokers or “rogue brokers”. Setoption access 2010. A & M SECURITIES, LLC 2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004 A&A SECURITIES LLC 540 W. 6440 AVONDALE DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116 Mailing Address: 6440 AVONDAL DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116-2000 ACCESS SECURITIES, LLC 30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905 ACCESSALPHA WORLDWIDE LLC 444 WEST LAKE STREET, SUITE 1700, CHICAGO, IL 60606 ACCORD CAPITAL PARTNERS LLC 240 STOCKTON STREET, 7TH FLOOR, SAN FRANCISCO, CA 94108-5324 ACCRUED EQUITIES INC.MADISON ST., CHICAGO, IL 60540 Mailing Address: 540 W. 150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747 ACE DIVERSIFIED CAPITAL, INC. 15 WATERVIEW DR, CENTERPORT, NY 11721 Mailing Address: P. 118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661 ACCESS INVESTMENTS, INC. BRIDGE REALVEST SECURITIES CORPORATION 50 TICE BLVD, SUITE 340, WOODCLIFF LAKE, NJ 07677 A. 510 BROADHOLLOW ROAD SUITE 104, MELVILLE, NY 11747 ACCESS FINANCIAL GROUP, INC.

Top 15 Broker-Dealer Firms for 2019

In many cases, the largest clearing firms handle a large number of transactions, from various broker-dealers each day. Apex Clearing Broadcort & Merrill Lynch Professional Clearing Corp.The broker dealer community has a very specific set of requirements. Like banks, they are under pressure to maintain operational efficiency.Approved Broker List Bank of America Merrill Lynch Barclays BNP Paribas BNY. BNY Mellon GE Capital Toyota Motor Credit Societe Generale Broker/Dealer. 401 k day trading strategies work. For decades, BNY Mellon has helped Banks and Broker-Dealers strategically move. We offer sophisticated securities financing tools and global clearing and.Broker Dealers Fund Administration Investment Funds Private Banking & Trust. Broker Dealers Commercial Bank Commercial Banks Private Banking & Trust.A broker-dealer is one of the most important people or firms you’ll work with as you invest your money. Broker-dealers are the professionals who buy and sell securities for clients while building their own portfolios. Many of your investments will be made through broker-dealers, and you’ll be.

Financial Planning released its annual list of the largest independent broker-dealers in June. Here's a list of the top 28 smaller firms based on revenue. Ranking the Top Small Broker-Dealers by.The broker has .7 trillion in client assets. This includes 1.6 million corporate retirement plan members and 1.1 million bank accounts with Schwab Bank. The .7 trillion in assets includes 3 billion in managed accounts. Schwab has 1,200 financial advisors and serves 7,000 registered investment advisors.Banks, however, are not unique in their dwindling numbers. This essay looks at the decline in broker-dealers BDs and futures commission. Forex indikator stochastik unterschied. 335 MADISON AVENUE, SUITE 1430, NEW YORK, NY 10017 ACHELOUS PARTNERS, LLC 800 THIRD AVENUE FLOOR 21, NEW YORK CITY, NY 10022 Mailing Address: ACHELOUS PARTNERS, LLC, 800 THIRD AVENUE FLOOR 21, NEW YORK, NY 10022 ACKRELL CAPITAL, LLC 38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129 ACORNS SECURITIES, LLC 5300 CALIFORNIA AVENUE, IRVINE, CA 92617 ACP SECURITIES, LLC 1450 BRICKELL AVENUE, SUITE 1490, MIAMI, FL 33131 ACQUEST SECURITIES LLC 3039 ELLA LEE LANE, HOUSTON, TX 77019 Mailing Address: P. BOX 131605, HOUSTON, TX 77219 ACQUIOM FINANCIAL LLC 950 17TH STREET, STE 1400, DENVER, CO 80202 Mailing Address: 950 17TH STREET, STE 1400, DENVER, CO 80202 ACS EXECUTION SERVICES, LLC 12 BROAD STREET, 2ND FLOOR, RED BANK, NJ 07701 ACTINVER SECURITIES, INC.5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056 ADP BROKER-DEALER, INC.ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786 Mailing Address: 71 HANOVER ROAD, MS - 580, FLORHAM PARK, NJ 07932 ADVANCED ADVISOR GROUP, LLC 440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008 ADVANCED STRATEGIES BROKER DEALER LLC 1308 DALLAS ROAD, CHATTANOOGA, TN 37405 ADVANTAGE GFC LLC 355 SOUTH END AVENUE, SUITE 17N, NEW YORK, NY 10280 ADVANTAGE SECURITIES LLC 231 S.LASALLE STREET, SUITE 1400, CHICAGO, IL 60604 ADVISORS ASSET MANAGEMENT, INC.

Independent Broker Dealers Broker Dealer - Cross-Search

18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000 Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132 ADVISORY GROUP EQUITY SERVICES LTD.444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801 AE FINANCIAL SERVICES, LLC 2950 SW MCCLURE ROAD, SUITE B, TOPEKA, KS 66614 AEG CAPITAL, LLC 200 W.MADISON STREET, SUITE 2410, CHICAGO, IL 60606 AEGIS CAPITAL CORP. Binare optionen strategien unternehmen. 810 7TH AVE, 18TH & 22ND FLOOR, NEW YORK, NY 10019 Mailing Address: 810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019 AEGIS ENERGY ADVISORS CORP.708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201 AEGIS INVESTMENTS, INC.4915 WEST 35TH STREET, SUITE 100, ST LOUIS PARK, MN 55416 AEI SECURITIES, INC.

1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. 901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA II, SUITE 565, AUSTIN, TX 78746 Mailing Address: 901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746 AFL-CIO ITC FINANCIAL, LLC 815 CONNECTICUT AVENUE NW, SUITE 320, WASHINGTON, DC 20006 AFS SECURITIES, LLC 404 WYMAN STREET, SUITE 100, WALTHAM, MA 02451 AFW ASSOCIATES LLC 152 WEST 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019 AGA SECURITIES, LLC 58 BRENAS ESTATES, DORADO, PR 00646 Mailing Address: 53 CALLE PALMERAS, SUITE 600, SAN JUAN, PR 00901 AGC PARTNERS 99 HIGH STREET, FLOOR 22, BOSTON, MA 02110 AGECROFT PARTNERS, LLC 103 CANTERBURY ROAD, RICHMOND, VA 23221-3211 AGENCY DESK, LLC 590 MADISON AVENUE, 21 FLOOR, NEW YORK, NY 10022 AGM SECURITIES LLC 39 BROADWAY, SUITE 3300, ROOM 14, NEW YORK, NY 10006 Mailing Address: 39 BROADWAY, SUITE 3300, ROOM 14, NEW YORK, NY 10019 AIG CAPITAL SERVICES, INC. #102A, PLANTATION, FL 33322 Mailing Address: 8551 W.PAUL, MN 55101-4901 AENEAS CAPITAL LLC 140 DOVER STREET, LAKEWOOD, CO 80226 AEON CAPITAL INC 1715 HIGHWAY 35, SUITE 103, MIDDLETOWN,, NJ 07748 Mailing Address: 1715 HIGHWAY 35, SUITE 103, MIDDLETOWN,, NJ 07748 AERIS PARTNERS LLC 200 STATE STREET, 11TH FLOOR, BOSTON, MA 02109 AETHLON CAPITAL, L. C 225 SOUTH SIXTH ST., SUITE 1790, MINNEAPOLIS, MN 55402 AFFILIATED BANKERS CAPITAL, L. HARBORSIDE 5, 185 HUDSON STREET, SUITE 3300, JERSEY CITY, NJ 07311 AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC 50 DANBURY ROAD, WILTON, CT 06897 AIP CAPITAL MARKETS LLC 20 PENN BOULEVARD, SCARSDALE, NY 10583 AK CAPITAL LLC 445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022 Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022 AKAR CAPITAL MANAGEMENT, INC. SUNRISE BLVD #102A, PLANTATION, FL 33322 AKIN BAY COMPANY LLC 780 THIRD AVENUE, NEW YORK, NY 10017 ALAMO CAPITAL 201 N CIVIC DR, SUITE 360, WALNUT CREEK, CA 94596 ALANTRA, LLC 75 STATE STREET, SUITE 1210, BOSTON, MA 02109 ALBRIGHT SECURITIES LLC 601 13TH STREET, NW, SUITE 1000 SOUTH, WASHINGTON, DC 20005 ALDERMAN & COMPANY CAPITAL, LLC 35 WARRINGTON ROUND, DANBURY, CT 06810 ALDWYCH SECURITIES LLC 281 TRESSER BOULEVARD, SUITE 1504, STAMFORD, CT 06901 ALEXANDER CAPITAL, L. 17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004 ALEXANDER INVESTMENT SERVICES CO.909 LILY CREEK ROAD #101, LOUISVILLE, KY 40243-2808 ALIGHT FINANCIAL SOLUTIONS, LLC 4 OVERLOOK POINT, LINCOLNSHIRE, IL 60069 ALIRA HEALTH 1 GRANT STREET, FRAMINGHAM, MA 01702-6758 Mailing Address: 33 BROAD ST, SUITE 1100, BOSTON, MA 02109 ALKALI PARTNERS, LLC. 7807 BAYMEADOWS ROAD EAST, SUITE 200, JACKSONVILLE, FL 32256 Mailing Address: 7807 BAYMEADOWS ROAD EAS, SUITE 200, JACKSONVILLE, FL 32256 ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC 135 S. Broken strings nelly furtado tekstowo. [[1481 NW 13TH AVE., SUITE 112, PORTLAND, OR 97209 ALL OF US SECURITIES LLC 32 ROSS COMMON, SUITE 200, ROSS, CA 94957 Mailing Address: PO BOX 2565, SAN ANSELMO, CA 94960 ALLARIA SECURITIES, LLC 1110 BRICKELL AVENUE, SUITE 603, MIAMI, FL 33131 ALLEGHENY INVESTMENTS, LTD. MADISON STREET, THOMASVILLE, GA 31792 Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799 ALLIANCE ADVISORY & SECURITIES, INC.STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237 ALLEGRO SECURITIES LLC 434 KING WILLIAM, SAN ANTONIO, TX 78204 ALLEN & COMPANY LLC 711 FIFTH AVENUE, NEW YORK, NY 10022 ALLEN & COMPANY OF FLORIDA, LLC 1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803 Mailing Address: P. 3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362 ALLIANCE FINANCIAL GROUP, INC.5950 BERKSHIRE LANE #1060, DALLAS, TX 75225 ALLIANCE-ONE INVESTMENTS, LLC 700 QUAKER LANE, WARWICK, RI 02886 ALLIANCEBERNSTEIN INVESTMENTS, INC.

List of broker-dealers, investment advisers, reporting. - TTSEC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096 ALLIANT EQUITY INVESTMENTS, LLC 21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367 Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367 ALLIANT SECURITIES, INC. 3075 SANDERS ROAD, SUITE I2, NORTHBROOK, IL 60062 ALLSTATE FINANCIAL SERVICES, LLC 2920 S 84TH STREET, LINCOLN, NE 68506 Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271 ALLY INVEST SECURITIES LLC 888 E.TURNER, NORD, KIENBAUM 695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC 1633 BROADWAY, NEW YORK, NY 10019 ALLIANZ LIFE FINANCIAL SERVICES, LLC 5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297 Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117 ALLIED MILLENNIAL PARTNERS, LLC THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281 Mailing Address: THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281 ALLISON-WILLIAMS COMPANY 100 SOUTH 5TH STREET, SUITE 1250, MINNEAPOLIS, MN 55402 Mailing Address: 100 SOUTH 5TH STREET, SUITE 1250, MINNEAPOLIS, MN 55402 ALLSTATE DISTRIBUTORS, L. LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL 33301 ALMAX FINANCIAL SOLUTIONS, LLC 12 VAN SYCKLES ROAD, CLINTON, NJ 08809 ALPACA SECURITIES LLC 20 N SAN MATEO DRIVE, SUITE 10, SAN MATEO, CA 94401 ALPHASOURCE CAPITAL SECURITIES LLC 32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022 ALPINA CAPITAL, LLC 200 COLUMBINE STREET, SUITE 260, DENVER, CO 80206 ALPINE SECURITIES CORPORATION 39 EXCHANGE PLACE, SALT LAKE CITY, UT 84111 ALPS DISTRIBUTORS, INC.1290 BROADWAY, SUITE 1100, DENVER, CO 80203 Mailing Address: PO BOX 328, DENVER, CO 80201-0328 ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. Binary to ascii c++. 1290 BROADWAY, SUITE 1100, DENVER, CO 80203 Mailing Address: P. BOX 328, DENVER, CO 80201-0328 ALT FUND DISTRIBUTORS LLC 140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017 Mailing Address: 140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017 ALTACORP CAPITAL (USA) INC.#410, 585 8TH AVENUE SW, CALGARY, T2P 1G1 AB CANADA ALTEGRIS INVESTMENTS, LLC 1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037 ALTERNATIVE ACCESS CAPITAL, LLC 700 LARKSPUR LANDING CIR, SUITE 245, LARKSPUR, CA 94939 ALTERNATIVE EXECUTION GROUP 555 THEODORE FREMD AVENUE, SUITE C-209, RYE, NY 10580 ALTRUIST FINANCIAL LLC 1621 ABBOT KINNEY BLVD, FLOOR 2, VENICE, CA 90291 ALVAREZ & MARSAL SECURITIES, LLC 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022 Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022 AMA SECURITIES LLC 405 LEXINGTON AVENUE, 67TH FLOOR, NEW YORK, NY 10174 AMBIT AMERICA INC.AMBIT AMERICA INC., 370 LEXINGTON AVENUE, SUITE 803, NEW YORK, NY 10017 AMD CAPITAL, LLC 100 TRI-STATE INTERNATIONAL, SUITE 245, LINCOLNSHIRE, IL 60069 Mailing Address: 100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069 AMERA SECURITIES LLC 630 FREEDOM BUSINESS CENTER, SUITE 300, KING OF PRUSSIA, PA 19406 AMERANT INVESTMENTS, INC.

220 ALHAMBRA CIRCLE, 2ND FLOOR, CORAL GABLES, FL 33134 AMERICAN CAPITAL PARTNERS, LLC 205 OSER AVE., HAUPPAUGE, NY 11788 AMERICAN CENTURY INVESTMENT SERVICES INC.4500 MAIN STREET, KANSAS CITY, MO 64111 Mailing Address: P. BOX 410141, KANSAS CITY, MO 64141-0141 AMERICAN DISCOVERY ADVISORS, LLC 11150 SANTA MONICA BLVD, STE 1425, LOS ANGELES, CA 90025 AMERICAN ELM DISTRIBUTION PARTNERS, LLC 100 ARBORETUM DRIVE, SUITE 105, PORTSMOUTH, NH 03801 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402 Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474 AMERICAN EQUITY INVESTMENT CORPORATION 4222 GRANTLINE ROAD, NEW ALBANY, IN 47150 AMERICAN FIDELITY SECURITIES, INC. Swisscom tv programm. 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114-3701 Mailing Address: 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114 AMERICAN FINANCIAL ASSOCIATES, INC. 55TH FL., LOS ANGELES, CA 90071 AMERICAN GLOBAL WEALTH MANAGEMENT, INC.1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659 Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659 AMERICAN FINANCIAL SECURITIES, INC. - SUITE C, CEDAR FALLS, IA 50613 Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613 AMERICAN FUNDS & TRUSTS INCORPORATED 3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554 AMERICAN FUNDS DISTRIBUTORS, INC. 1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253 AMERICAN HERITAGE SECURITIES, INC.50 S MAIN ST, SUITE 1210, AKRON, OH 44308-1831 AMERICAN INDEPENDENT SECURITIES GROUP, LLC 1036 E.

List of bank broker dealers

IRON EAGLE DR., SUITE 105, EAGLE, ID 83616 AMERICAN INVESTORS COMPANY 2440 CAMINO RAMON, SUITE 103, SAN RAMON, CA 94583 Mailing Address: P. BOX 1307, SAN RAMON, CA 94583 AMERICAN INVESTORS GROUP, INC.10400 YELLOW CIRCLE DRIVE SUITE 102, MINNETONKA, MN 55343 AMERICAN LEDGER ATS LLC 862 PATRIOT DRIVE, #A, MOORPARK, CA 93021 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741 Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741 AMERICAN TRUST INVESTMENT SERVICES, INC. Vantage fx download. 1244 119TH STREET, WHITING, IN 46394-1003 AMERICAN VETERANS GROUP, PBC 150 BROADHOLLOW ROAD, SUITE PH04, MELVILLE, NY 11747 Mailing Address: 150 BROADHOLLOW, SUITE PH04, MELVILLE, NY 11747 AMERICAN WEALTH MANAGEMENT, INC.121050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338 Mailing Address: 1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338 AMERICAS EXECUTIONS, LLC NEW YORK STOCK EXCHANGE, 11 WALL STREET POD-P, NEW YORK, NY 10005 Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, SUITE 1704, NEW YORK, NY 10005 AMERIPRISE FINANCIAL SERVICES, INC.707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402 Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474 AMERITAS INVESTMENT CORP.

List of bank broker dealers

5900 "O" STREET, LINCOLN, NE 68510-2234 Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507 AMERIVET SECURITIES, INC. PETERSBURG, FL 33733-9680 ANALYST HUB SECURITIES, LLC 401 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10016 ANCHIN CAPITAL ADVISORS LLC 1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018 Mailing Address: 1375 BROADWAY, 18TH FLOOR, NEW YORK CITY, NY 10018 ANCHOR ASSET MANAGEMENT LLC ONE EAST END AVENUE, SUITE 10A, NEW YORK, NY 10075 ANCHOR BAY SECURITIES, LLC 5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008 ANDBANC BROKERAGE, LLC 1221 BRICKELL AVENUE SUITE 1050, MIAMI, FL 33131 ANDERSON LENEAVE & CO.1155 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10036 AMG DISTRIBUTORS, INC. 6805 MORRISON BLVD., SUITE 210, CHARLOTTE, NC 28211 ANDES CAPITAL GROUP, LLC 205 WEST WACKER DRIVE, SUITE 1804, CHICAGO, IL 60606 ANDREW GARRETT INC.600 STEAMBOAT ROAD, SUITE 300, GREENWICH, CT 06830 AMHERST PIERPONT 245 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10167 AMUNDI PIONEER DISTRIBUTOR, INC. 52 VANDERBILT AVE, STE 510, NEW YORK, NY 10017 ANGEL ISLAND CAPITAL SERVICES, LLC ONE EMBARCADERO CENTER, SUITE 2150, SAN FRANCISCO, CA 94111 ANGEL POND CAPITAL LLC 950 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022 Mailing Address: 950 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022 ANICO FINANCIAL SERVICES, INC. Swiss trade management ag olten. 60 STATE STREET, BOSTON, MA 02109-1820 AMUNI FINANCIAL, INC. ONE MOODY PLAZA, SUITE 1423, GALVESTON, TX 77550 Mailing Address: ONE MOODY PLAZA SUITE 1423, GALVESTON, TX 77550 ANKURA CAPITAL ADVISORS, LLC 485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017 ANNEXUS SECURITIES, LLC 14275 N.87TH STREET, SUITE 115, SCOTTSDALE, AZ 85260 ANOVEST FINANCIAL SERVICES, INC.3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062 ANSLEY SECURITIES LLC 465 WEST COLEMAN BLVD., SUITE 202, MT.